 Any person who— (1) offers or sells a security in violation of section 5, or (2) offers or sells a security (whether or not exempted by the provisions of section 3, other than paragraph (2) of subsection (a) thereof), by the use of any means or instruments...  Legislative Calendar - Seite 1153von United States. Congress. Senate. Committee on Finance - 1939Vollansicht - Über dieses Buch
 | United States. Securities and Exchange Commission - 1945 - 1290 Seiten
...instruments of transportation or communication in Interstate commerce or of the mails to sell or offer to buy such security through the use or medium of any prospectus...otherwise; or (2) to carry or cause to be carried throneh the malls or In Interstate commerce, by any menus or Instruments of trans[K>rtation, any such... | |
 | United States - 1968 - 374 Seiten
...is appli- 15 use 77a. cable notwithstanding the provisions of section 304, unless such 15 use 77ddd. security has been or is to be issued under an indenture...interstate commerce, by any means or instruments of transpor15 USC 77a. Ante, p. 687. Ante, p. 687. 15 USC 77a. 15 USC 77ddd. 15 USC 77ggg(o) 15 USC 77xxx.... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 Seiten
...enactment of this section, it shall be unlawful for any protective committee, directly or indirectly, to make use of any means or instruments of transportation...communication in interstate commerce or of the mails in order to solicit a protective committee agreement or any amendment thereto, or in order to solicit... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 Seiten
...enactment of this section, it shall be unlawful for any protective committee, directly or indirectly, to make use of any means or instruments of transportation...communication in interstate commerce or of the mails in order to solicit a protective committee agreement or any amendment thereto, or in order to solicit... | |
 | United States. Congress. House. Committee on the Judiciary - 1937 - 226 Seiten
...enactment of this section, it shall be unlawful for any protective committee, directly or indirectly, to make use of any means or instruments of transportation...communication in interstate commerce or of the mails in order to solicit a protective committee agreement or any amendment thereto, or in order to solicit... | |
 | United States. Securities and Exchange Commission - 1957 - 1194 Seiten
...Securities Act provides: "Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly —...communication in interstate commerce or of the mails to sell or offer to buy such security through the use or medium of any prospectus or otherwise; or "(2) to... | |
 | United States. Securities and Exchange Commission - 1956 - 1106 Seiten
..."Section 6 (a) provides: "(a) Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly —...or communication In interstate commerce or of the malls to sell or offer to buy such security through the use or medium of any prospectus or otherwise;... | |
 | United States. Securities and Exchange Commission - 1953 - 824 Seiten
...Securities Act provides : Unless a registration statement Is In effect as to a security, It shall be unlawful for any person, directly or Indirectly —...or communication In Interstate commerce or of the malls to sell or offer to buy such security through the use or medium of any prospectus or otherwise... | |
 | United States. Securities and Exchange Commission - 1952 - 920 Seiten
..."Section 5 (a) provides: Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly —...or communication in interstate commerce or of the malls to sell or offer to buy such security through the use or medium of any prospectus or otherwise;... | |
 | United States. Securities and Exchange Commission - 1958 - 1232 Seiten
...any means or instruments of transportation or communication In Interstate commerce or of tbe malls to sell such security through the use or medium of...or "(2) To carry or cause to be carried through the malls or In Interstate commerce, by any means or Instruments of transportation, any such security (or... | |
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