...legislation to amend the securities and commodities laws to clarify the respective jurisdictions of the Securities and Exchange Commission ("SEC") and...the Commodity Futures Trading Commission ("CFTC"). As you know, the legislation being considered was developed substantially by the two agencies and represents...

...Rothman (SEC) 202 272-2650 Laurie Buchanan (CPTC) 202 254-8630 SEC AND CFTC RESOLVE JURISDICTIONAL ISSUES The Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) announced today that the two agencies have resolved a range of issues regarding their respective jurisdictions....

...March 30, l982 The American Stock Exchange strongly supports the jurisdictional agreement' announced by the Securities and Exchange Commission ("SEC") and the Commodity Futures Trading Commission ("CFTC") on December 7, l981, as reflected, in part, in the Securities-Commodities Accord Amendments of l982...

...derivative markets. Besides the Federal Reserve and Treasury, these include other bank regulators, the Securities and Exchange Commission (SEC), and the Commodity Futures Trading Commission (CFTC). Treasury determines the timing and maturity of security offerings. As with all Federal Reserve fiscal...

...kind of legal list enshrined not by statute but in the Treatise and Restatement, and equally enduring. the Securities and Exchange Commission (SEC), and...the Commodity Futures Trading Commission (CFTC). The Treatise's Legacy The Oxford English Dictionary19 defines "speculation" as "the action or practice...

...risk when such disruptions do occur. One remedy could involve the more substantial action of merging the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTQ, as some Members of Congress have suggested. Another would shift the regulation of all financial...

...that needlessly expose the securities and futures markets to automation's risks and (2) the need for the Securities and Exchange Commission (SEC) and the...Commodity Futures Trading Commission (CFTC) — the federal regulators that oversee our nation's securities and futures markets — to establish and maintain...

...beneficiaries, we take great interest in the current discussions regarding regulatory jurisdiction of the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) . Our concern stems from our commitment to doing everything possible to enhance the competitiveness...

...ever happening again. By now, the political minuet danced in the wake of a crash is well understood. The Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) are charged to provide studies of the crash. Self-regulatory organizations, such as the New York Stock...

...ever happening again. By now, the political minuet danced in the wake of a crash is well understood. The Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) are charged to provide studies of the crash. Self-regulatory organizations, such as the New York Stock...